AIF-C01 Question 215
Select 4A financial institution is deploying an AI-based credit risk assessment model on AWS. The institution must ensure compliance with governance and regulatory requirements, such as ensuring explainability of model predictions and maintaining data privacy. Which actions should the institution take to meet these requirements on AWS?
- A
Use Amazon SageMaker Clarify to evaluate the explainability of the AI model's predictions.
- B
Ensure that sensitive customer data is encrypted at rest using AWS Key Management Service (AWS KMS).
- C
Use Amazon Rekognition to validate the fairness of the AI model by analyzing customer demographics.
- D
Document the AI model's training data sources and ensure it complies with regulations such as GDPR or CCPA.
- E
Enable AWS CloudTrail to track API activity and ensure auditability of the AI system's operations.
Show answer and explanation
Correct answers: A, B, D, E
Explanation
To ensure compliance with governance and regulatory requirements for AI systems, organizations must take actions such as ensuring model explainability, encrypting sensitive data, documenting data sources for regulatory compliance, and enabling auditability through tools like AWS CloudTrail. These actions align with best practices for responsible AI development and deployment on AWS, ensuring adherence to regulations like GDPR or industry-specific compliance requirements.
- A. Correct.
Amazon SageMaker Clarify provides tools to evaluate and improve the explainability of AI models, which is a key governance requirement for many regulations.
- B. Correct.
Encrypting sensitive customer data at rest using AWS Key Management Service (AWS KMS) is a critical step in ensuring data privacy and meeting compliance standards.
- C. Incorrect.
Amazon Rekognition is not designed for evaluating fairness or compliance of AI models. It is primarily used for image and video analysis tasks.
- D. Correct.
Documenting training data sources and ensuring compliance with regulations such as GDPR or CCPA is a fundamental step in adhering to governance and compliance standards.
- E. Correct.
Enabling AWS CloudTrail allows for tracking and auditing API activity, which is critical for maintaining compliance and ensuring the system is auditable.